
第三节 研究的意义、目标、方法
德米特里诗学研究具有重要的价值和意义。他不仅传承柏拉图和逍遥派理论,而且开创和发展了如信笺、语篇、语效、辞格、形式、风格、文体、写作甚至教育等理论,为后来学科的发展奠定了理论基础。学术上,对其诗学研究是古典诗学重要部分,古典学术国际化使然。对其诗学研究有助于解决诸如文体风格之争,形式与内容之争等一直困扰学界的问题;有助于解决结构主义批评善于发现文本内在秩序和模式却无法阐释效果,印象批评能内省直觉效果却不会建立文本结构和效果之间的联系的矛盾;有助于克服诗学“二元论”与“科技妄想症”,为当下“认知转向”提供理论资源。从现实来说,古希腊是西方文明源头之一,德米特里是希腊化关键人物,对其诗学研究有助于从源头加深对西方诗学乃至西方文明的理解,有助于中西古典诗学比较与交流,有助于中国学者在国际古典学术和诗学交流中知己知彼,建立话语权。
由于德米特里诗学在中国从未有研究,甚至还未翻译,以及现代人对古典著作理解起来的难度,所以本文首要研究目标是“敞开”,把德米特里诗学敞开看——是什么,如何;从材料和语言出发,发现德米特里诗学内在逻辑,并将其呈现出来;基于学术史做适当、合理的批评,完整敞开德米特里诗学的潜能,让读者明白其价值和意义。力争同情之理解,不做过度阐释,但力求充分。这部分主要是对德米特里诗学的内部分析。
其次,探究德米特里的诗学所考察的对象、范围,德米特里的诗学产生机缘,德米特里的诗学来源和影响;回答德米特里诗学为何是这样的面貌,以及德米特里诗学可以何为。这部分是对德米特里诗学的外部研究。
研究在内外两个向度上展开,内部解剖、分析其诗学系统怎样构建而成,以及怎样在体验的基础上建立文本肌理与审美反应效果之间的联系;外部论述其诗学产生的机缘、影响,与“彼岸诗学”的异质性。内部分析是外部比较的基础,比较是分析的扩展、补充和凸显。德米特里诗学的已有研究是本书研究的基础,其不足和争论是本书的起点,时代的需要是本书研究的动力,跨文化研究是本书的视野。力争为古典学术、形式主义、语言学诗学及文体学、风格学等的研究添砖加瓦。
德米特里诗学首先构建了一个语言学诗学系统。这个系统是以句为对象,探讨了诗学的语言构成,语音、语义、语汇、语句、语用、语效等。在语言学诗学探讨的基础上,进一步考察了句的风格学诗学,风格的生成及风格学系统的建立。一方面德米特里试图构建科学的言说方式,另一方面神话诗学才是他诗学真正的底蕴,是他诗学的最高级形式,神话与诗学不仅同源而且同构。
德米特里诗学不仅是一种诗学,也是一种哲学,这种哲学深深植根于古希腊。不仅如此,他的诗学资源也来源于古希腊的言说,是古希腊学术发展的结果,所以是古希腊学术的总结者。同时他也是启下者,他的学术和思想开启了一个新的时代,乃至19世纪学科的独立和崛起都受到深刻的影响。
研究共分五部分。第一章到第四章是内部探索。第一、二、三章是德米特里诗学的考察:第一、二章是理性诗学;第三章是神话学诗学,既是与理性诗学相对的一种非理性诗学,又是对诗学的非理性掘进。第四章诗学的哲学,是对其诗学的形而上思考。第五章诗学关系学,是外部考察,探讨其诗学来源和影响,也是对德米特里诗学为何讨论这些问题,为何如此结构,为何以这面貌出现的原因的探索。
结构图如下。

[1]现归存西北大学和北京外国语大学图书馆。北京外国语大学版本是 Aristotle's Poetics & Rhetoric.Demetrius.On Styel.Longinus.On the Sublime.Essays In Classical Criticism.Introduction by T.A.Moxon.Everyman's Library.London:J.M.Dent&Sons Ltd.1934.Revised 1953.Reprinted 1955。西北大学版本是 Aristotle.Poetics.Translated by.Thomas Twining,1789.Demetrius.On Style.Translated by T.A.Moxonand Other Classical Writings on Criticism.Everyman's Library.London: J.M.Dent & Sons Ltd,First Published in This Edition in 1934,Last Reprinted,1947。两本都是《人人丛书》Moxon译本。Moxon译本没有注释、没有希腊文,相较于其他两个英译本而言比较通俗、易懂,但准确性不如罗伯茨和英尼斯译本。
[2]钱锺书:《管锥编》,生活·读书·新知三联书店2007年版。钱锺书:《左传正义49·昭公五年》,《管锥编》(一),2007年版,第379页。“无人”,见钱锺书《史记会注考证49·司马相如传》,《管锥编》(一),2007年版,第585页。钱锺书:《太平广记·147·卷336》,《管锥编》(二),2007年版,第1261页。钱锺书:《全上古三代秦汉三国六朝文8·卷10》,《管锥编》(三),2007年版,第1404页。钱锺书:《全上古三代秦汉三国六朝文34·全后汉文卷14》,《管锥编》(三),2007年版,第1543页。钱锺书:《全上古三代秦汉三国六朝文189·全齐文卷25》,《管锥编》(四),2007年版,第2119页。钱锺书:《补遗9·篇终余味》,《谈艺录》,中华书局1993年补订版,第309页。钱锺书:《谈艺录补订》,《谈艺录》,中华书局1993年补订版,第325页。
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[5]刘亚猛:《西方修辞学史》,外语教学与研究出版社2008年版,第75页。
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[7]顾曰国:《西方古典修辞学和西方新修辞学》,《外语教学与研究》1990年第2期。
[8]张凯:《希腊人的困境与出路:色诺芬〈希腊史〉研究》,博士学位论文,上海师范大学,2012年,第1—2、107页。
[9]孔晶:《希腊古典时期诉讼制度研究》,博士学位论文,华东政法大学,2010年,第186页。引用的是罗伯茨英译本。
[10]Aristotle.The Poetics.Longinus.On The Sublime.Demetrius.On Style.With an English translation by W.H.Fyfe,W.R.Roberts.London: William Heinemann LTD.&New York: G.P.Putnam's Sons.MCM1927.
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[12]D.A.Russell and Winterbottom,eds.Ancient Literary Criticism:the Principle Texts in New Translation,New York:Oxford University Press,1972,pp.171-215.
[13]Quintilian.Institutio Oratoria.Grant,M.A.,Fiske,G.C.,“Cicero's‘Orator'and Horace's‘Ars Poetica'”,Harvard Studies in Classical Philology,Vol.35,1924,pp.1-74;Goold,G.P.,“A Greek Professorial Circle at Rome”,Transactions and Proceedings of the American Philological Association,Vol.92,1961,pp.168-192.
[14]Dionysius of Halicarnassus.De Compositione.Grube,G.M.A.,“Thrasymachus,Theophrastus,and Dionysius of Halicarnassus”,The American Journal of Philology,Vol.73,No.3,1952,pp.251-267.
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[21]Grube,G.M.A.,“The Date of Demetrius‘On Style'”,Phoenix,Vol.18,No.4,1964,pp.294-302.Grube,G.M.A.,“Greek Historians and Greek Critics”,Phoenix,Vol.28,No.1,1974,pp.73-80.Radermacher,L.,Demetrius.Demetrii Phalerei qui dicitur de elocutione libellus.Stutgardiae: Teubner,1967: preface.12.
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[28]姆莱图斯Muretus is the Latinized name of Marc Antoine Muret(12 April 1526—4 June 1585),a French humanist who was among the revivers of a Ciceronian Latin style and is among the usual candidates for the best Latin prose stylist of the Renaissance,http://en.wikipedia.org/wiki/Muretus。森茨伯里George Edward Bateman Saintsbury(23 October 1845—28 January 1933),was an English writer,literary historian,scholar,critic and wine connoisseur,http://en.wikipedia.org/wiki/George_Saintsbury A History of Criticism(3 vols.,1900—1904)i.89。
[29]Cic.Brut.315.Eodem tamen tempore Athenis apud Demetrium Syrum veterem et non ignobilem dicendi magistrum studiose exerceri solebam.
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[31]Diogenes Laertius.Lives of Eminent Philosophers.5.5.Diogenes Laertius.Lives of Eminent Philosophers.R.D.Hicks.Cambridge:Harvard University Press.1972(First published 1925).关于法勒隆的德米特里有关介绍还可Cf:John Edwin Sandys.A History of Classical Scholarship:102;[英]桑兹:《西方古典学术史》,张治译,世纪出版集团2010年版,第115页。
[32]William Rhys Roberts(1858—1929),Professor of Greek in the university college of north Wales,Bangor; late fellow of Kings'college,Cambridge; editor of Longinus on the sublime and of Dionysus of Halicarnassus the three literary letters.
[33]Postclassic Period of Mesoamerican chronology(c.900 –1521 AD).Sharer,Robert,J.,Loa P.Traxler.The Ancient Maya(6th,fully revised ed.).Stanford,California:Stanford University Press,2006.
[34]Demetrius,On Style.tr.W.R.Roberts,Cambridge:Cambridge University Press,1902,Introduction,p.64.
[35]Demetrius,On Style.tr.W.R.Roberts,Cambridge: Cambridge University Press,1902,Introduction,p.62.Demetrius,On Style.tr.D.C.Innes.Cambridge: Havard University Press,1995,Introduction.
[36]Diogenes Laërtius,Lives of the Eminent Philosophers/Book V.5/Demetrius,translated by Robert Drew Hicks(1925),Loeb Classical Library.Diogenes Laërtius,Lives and Opinions of Eminent Philosophers/Book V.5/Demetrius,translated by Charles Duke Yonge(1853).Of Legislation at Athens,five books.Of the Constitutions of Athens,two books.Of Statesmanship,two books.On Politics,two books.Of Laws,one book.On Rhetoric,two books.On Military Matters,two books.On the Iliad,two books.On the Odyssey,four books.And the following works,each in one book: Ptolemy.Concerning Love.Phaedondas.Maedon.Cleon.Socrates.Artaxerxes.Concerning Homer.Aristides.Aristomachus.An Exhortation to Philosophy.Of the Constitution.On the ten years of his own Supremacy.Of the Ionians.Concerning Embassies.Of Belief.Of Favour.Of Fortune.Of Magnanimity.Of Marriage.Of the Beam in the Sky.Of Peace.On Laws.On Customs.Of Opportunity.Dionysius.Concerning Chalcis.A Denunciation of the Athenians.On Antiphanes.Historical Introduction.Letters.A Sworn Assembly.Of Old Age.Rights.Aesop's Fables.Anecdotes.
[37]Roberts,W.R.,Demetrius On Style: The Greek Text of Demetrius De Elocutione.Cambridge University Press,1902.
[38]Roberts,W.R.,“Radermacher's Demetrius de Elocutione”,The Classical Review,Vol.17,No.4,1903,pp.10-217.
[39]Innes,D.C.,Introduction and Commentary on the Peri Hermeneias Ascribed to Demetrius of Phaleron,University of Oxford,1968.Fyfe,W.H.,Russell,D.A.,Demetrius,et al.Poetics,Cambridge,Mass.: Harvard University Press,1995.
[40]Aristotle.Poetics.& Rhetoric,Longinus.On the Sublime.Demetrius.On Style.Essays in Classical Criticism,T.A.Moxon.Everyman's Library,London:J.M.Dent&Sons Ltd.,1934.
[41]Denniston,J.D.,The Classical Review,Vol.48,No.5,1934,pp.192-93.
[42]Grube,G.M.A.,A Greek critic: Demetrius on style,University of Toronto Press,1961.
[43]Sharer and Traxler 2006,p.127.Drew 1999:82.
[44][古希腊]亚里士多德:《诗学》,陈中梅译注,商务印书馆1996年版,引言第9页。
[45]Postclassic Period of Mesoamerican chronology(c.900 –1521 AD).Sharer,Robert J.;with Loa P.Traxler(2006).The Ancient Maya(6th,fully revised ed.).Stanford,California:Stanford University Press.
[46]Manuzio,A.Rhetores in hoc volumine habentur hi.Aphthonii...progymnasmata:Hermogenis ars rhetorica.Aristotelis rhetoricorum ad Theodectenlibri tres.Ejusdem rhetorice ad Alexandrum.Ejusdem ars poetica.Sopatri...quæstiones de compon~edis declamationibus in causis præcipuæ judicialibus.Cyri...differentiæ statuum.Dionysii Alicarnasei ars rhetorica.Demetrii Phalerei de interpretatione.Alexandri Sophistæde figuris sensus & dictionis.Adnotationes innominati de figuris rhetoricis.Menandri...divisio causarum in genere demonstrativo.Aristeidis de civili oratione.Ejusdem de simplici oratione.Apsini de arte rhetorica præcepta.(Minoukianou peri epicheirēmatōn.)([Vol.2.]In Aphthonii progymnasmata commentarii innominati autoris.Syriani,Sopatri,Marcellini commentarii in Hermogenis rhetorica),in ædib.Aldi,1508.Aldus Pius Manutius(Bassiano,1449 – Venice,February 6,1515)was an Italian humanist who became a printer and publisher when he founded the Aldine Press at Venice.
[47]Demetrius,of Phaleron; Pietro Vettori; Giunta family.Demetriou Phalereos Peri hermeneias=Demetrij Phalerei De elocutione.Florentiae:Apud Iuntas,1552.
[48]Chiron,P.Démétrios.Du Style.tr.by Chiron P.Paris: Les Belles Lettres,2002.
[49]B.V.Wall,A Medieval Latin Version of Demetrius' De elocutione,Washington 1937.
[50]Maidment K.J.A.Latin Version of Demetrius ΠΕΡΙ‘ΕΡΜΗΝΕΙΑΣ.-Bernice Virginia Wall: A Medieval Latin Version of Demetrius' De Elocutione.pp.ix+125.Washington,D.C.Catholic University of America,1937.
[51]Demetrius.On Style.tr.D.C.Innes.Cambridge: Havard University Press,1995:Itroduction,334.
[52]Laurentianus,L.Laurentianus Florentinus in Librum Aristotelis de Elocutione[i.e.the De Interpretatione.With the Text].G.L.Venetijs,Die...8.Ianuarij,1500,1504.Layng,M.Michaelis Layng De calendis nonis et ydibus epitoma perutile.Eiusdem Compendium...in quo...artis rethorices instituta a Cicerone excerpta continentur...De elocutione sive orationis cultu annotamenta...De coloribus rethoric.de pronunciatione...De concudendis epistolis precepciuncule...De conficiendis carminibus....1504.Colonna,E.Reverendi magistri Egidii Romani In libros priorum analeticorum Aristotelis expositio et interpretatio...cum textu.Questiones item Marsilii[Inguen]in eosdem...[Ed.a Hieronymo Genestano]Quaestio[Johannis Antonii Scotii]de potissima demonstratione.Laurentianus Florentinus in librum Aristotelis de elocutioneDie...8.Ianuarij1504.此版本1516年重版。
[53]Piero Vettori(1499 – 8 December 1585; Latin: Petrus Victorius)was an Italian writer,philologist and humanist.His other works include the Castigationes(commentaries)of Cicero's family letter,and editions of works by Varro,Cato,Aeschylus,Sallust,Aristotle,Euripides's Electra and others.He also edited the works of his friend Giovanni della Casa after the latter's death,http://en.wikipedia.org/wiki/Piero_Vettori.
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[55]Schneider,J.G.,Demetrii De elocutione liber,Altenburgi:Ex bibliopolio Richterio,1779.
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[57]A A.Takho-Godi; Dionysius,of Halicarnassus; Demetrius of Phaleron; Aristotle;Antichnye ritoriki:Perevody.Universitetskaia biblioteka;Variation:Universitetskaia biblioteka.Aristotel'.Ritorika.——Dionisii Galikarnasskii.O soedinenii slov.Pis'mo k Pompeiu.Moskva:Izd-vo MGU.
[58]ディオニュシオス,デメトリオス.《修辞学論集》,木曾明子、户高弘,渡边浩二,京都大学学術出版会2004年版。这个文集里收录了狄奥尼修斯的《文章作法》(《著文章構成法》)和德米特里的《论风格》(《著文体論》)。根据《洛布丛书》译出的。
[59]Schenkeveld.De juiste woorden.Includes bibliographical references.Historische,2000.
[60]Demetrio Falerio della locuzione.Cosimo Giunti.1603.
[61]Demetrius,On Style,tr.W.R.Roberts,Cambridge: at the University Press,1902,Introduction.
[62]Grube,G.M.A.,“The Date of Demetrius‘On Style'”,Phoenix,Vol.18,No.4,1964,pp.294-302.
[63]Chiron,P.,Du style,Belles Lettres,2002,Introduction.
[64]Schenkeveld,D.M.,Studies in Demetrius:On style,Argonaut,1967:chapter vii.The question of date.
[65]Demetrius.On Style,tr.D.C.Innes.Cambridge: Havard University Press,1995,Introduction.
[66]13世纪的拉丁本(1937年出版),“底本年代和著作权纠葛与文本渊源锚定”一节。Aristotle,Laurentius.Laurentianus Florentinus in Librum Aristotelis de Elocutione[i.e.the De interpretatione.With the text].G.L,Impressus impensis dni Andree Torresani de Asula per Simonem de Luere: Venetijs,Die...8.Ianuarij,1500.Laurentianus,Florentinus.Laurentianus Florentinus in librum Aristotelis de elocutione,Venetiis : Torresani de Asula,1500.这三本书可能是一本,因录者不同而不同。这些归于亚里士多德名下的书,到底是德米特里的《论风格》,还是亚里士多德的《解释篇》,因为两本书希腊名都是περι ερμηνειας,虽然翻译成拉丁文前者为de elocutione,后者为de interpretione,但上文题名中用了“ie the de interpretatione”就有可能是后者,但由于没有看到书,因此也可能是录入者所加。
[67]罗伯茨译本绪言第63页。Henri Valoi(s September 10,1603 in Paris – May 7,1676 in Paris)or in classical circles,Henricus Valesius,was a philologist and a student of classical and ecclesiastical historians.He is the elder brother to Adrien Valois(1607—1692),http://en.wikipedia.org/wiki/Henri_Valois.
[68]姆苏鲁斯Marcus Musurus(Greek: Μάρκος Μουσοῦρος; Italian: Marco Musuro; c.1470 –1517)was a Greek scholar and philosopher born in Retimo,Castello,Venetian Crete(modern Rethymno,Crete).The son of a rich merchant,he became at an early age a pupil of John Lascaris in Venice,http://en.wikipedia.org/wiki/Marcus_Musurus。
[69]Philodemus of Gadara(Greek: Φιλόδημος ὁ Γαδαρεύς,Philodēmos,“love of the people”; Gadara,Coele-Syria,c.110 BC – probably Herculaneum,c.40 or 35 BC)was an Epicurean philosopher and poet.
[70]罗伯茨译本前言第60页,英尼斯译本绪言第312页注4。Philodemus Rhetoric iv 16,ποωηρόν γάρ είς υπόκρισιν αί μακραί περίοδοι,καθάπερ καίπαρά Δημητρίω κειται περί των Ισοκράτους.正如德米特里论伊索克拉的长圆周句一样(似乎菲罗德对德米特里评论熟记在心)。Demetrius on style 303 καὶ αἱ περίοδοι δὲ αἱ συνεχεῖς καὶ μακραὶ καὶ ἀποπνίγουσαι τοὺς λέγοντας οὐ μόνον κατακορές,ἀλλὰ καὶ ἀτερπές.And long,continuous periods which run the speaker out of breath cause not only satiety but also disgust.
[71]Cic.De orator.27.92;Cic.Rab.Post9.23;Cic.de Orat.2.95;Cic.Brut.37,82.285;Cic.Leg.2.64,Cic.Leg.3.14.
[72]Quint.Inst.2.4.41;Quint.Inst.10.1.33,80;Quint.Inst.9.3.84;Nep.Milt.6,Nep.Phoc.3;Plin.Nat.34.12.
[73]Diogenes Laërtius,Lives of the Eminent Philosophers/Book V.5/Demetrius,translated by Robert Drew Hicks(1925),Loeb Classical Library.Diogenes Laërtius,Lives and Opinions of Eminent Philosophers/Book V.5/Demetrius,translated by Charles Duke Yonge(1853).
[74]英尼斯译本绪言第312页,注4。叙利安努斯(Syrianus)(431—485)新柏拉图主义哲学家,雅典学校校长,还注释过亚里士多德《宇宙篇》和《解释篇》。赫摩根尼著作19世纪由胡戈·拉比编辑。The works of Hermogenes appeared in the Aldine series.The 19th century Hugo Rabe edition of the Opera Hermogenis,with Latin introduction,is based upon various editions,a.o.the Aldine edition,http://en.wikipedia.org/wiki/Hermogenes_of_Tarsus.
[75]姆莱图斯Muretus is the Latinized name of Marc Antoine Muret(12 April 1526 – 4 June 1585),a French humanist who was among the revivers of a Ciceronian Latin style and is among the usual candidates for the best Latin prose stylist of the Renaissance,http://en.wikipedia.org/wiki/Muretus。
[76]罗伯茨译本前言第60页;英尼斯译本绪言第312页注4。阿摩尼奥斯Ammonius Hermiae(Greek: Ἀμμώνιος ὁ Ἑρμείου; c.440-c.520)was a Greek philosopher,and the son of the Neoplatonist philosophers Hermias and Aedesia.He was a pupil of Proclus in Athens,and taught at Alexandria for most of his life,writing commentaries on Plato,Aristotle,and other philosophers.http://en.wikipedia.org/wiki/Ammonius_Hermiae。
[77]罗伯茨译本绪言第61页。Theophylact of Ohrid(Greek Θεοφύλακτος,surname ¨Ηφαιστος Bulgarian Теофилакт Охридски,Serbian Теофилакт Охридски,also known as Theophylact of Bulgaria)(1055–1107)was a Greek archbishop of Ohrid and commentator on the Bible.
[78]森茨伯里George Edward Bateman Saintsbury(23 October 1845 – 28 January 1933),was an English writer,literary historian,scholar,critic and wine connoisseur,http://en.wikipedia.org/wiki/George_Saintsbury。A History of Criticism(3 vols.,1900-1904)i.89.
[79]有关作者之争的文章:Briscoe,J.,“Demetrius of Phalerum”,The Classical Review,Vol.22,No.1,1972,pp.83-84.Ehrhardt,C.,“DemetriusὁΑίτωλιϰός,and Antigonid Nicknames”,Hermes,Vol.106,No.1,1978,pp.251-253.Fortenbaugh,W.W.,Schütrumpf E.Demetrius of Phalerum,Transaction Publishers,2000.Mejer,J.,“Demetrius of Magnesia: On Poets and Authors of the Same Name”,Hermes,Vol.109,No.4,1981,pp.447-472.O'Sullivan L.,“Athens,Intellectuals,and Demetrius of Phalerum's‘Socrates'”,Transactions of the American Philological Association,Vol.138,No.2,(1974),2008,pp.393-410.Potter,D.,“Telesphoros,Cousin of Demetrius: A Note on the Trial of Menander”,Historia:Zeitschrift für Alte Geschichte,Vol.36,No.4,1987,pp.491-495.